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Macquarie Capital, Business Aligned Compliance Senior Manager

Primary office location
Additional office locations
Hong Kong
Permanent - Full time,
Macquarie Capital offers global capability in Equity Trading and Research, M&A Advisory, Debt and Equity Capital Markets, and Principal Finance underpinned by deep specialist expertise across a range of sectors. You will have the opportunity to be involved in various regional and global projects impacting Macquarie Capital.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

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You will be a key member of the Macquarie Capital Business Compliance team, which covers both primary and secondary equity markets.

You will have the opportunity to oversee compliance matters for Asia-regional business activities that may include public-side equities brokerage, derivative warrant issuance and market making; and/or private side corporate advisory, M&A, debt, equity and private capital markets, principal investing, and financing. You will gain exposure and expand your understanding of business activities across both the public and private side of the business.

In addition, you will work closely with business stakeholders and other colleagues in the Asia Compliance team and Risk Management Group to address regulatory requirements and changes in Asia, assess policies and procedures, develop, and review compliance controls, and actively participate in compliance discussions covering a wide range of activities across the Asia region. You will also have opportunity to be involved in various regional and global projects impacting Macquarie Capital.

What you offer

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  • Experience within an investment banking environment and/or experience working in a fast-paced trading floor environment
  • Strong understanding of regulatory frameworks in Hong Kong or other major Asian markets, for example: trading rules, market-making rules, exchange listing rules for equity or derivatives issuance, and/or takeover rules/codes
  • The ability to work independently, determine priorities and meet deadlines, and to provide credible review and challenge
  • Strong verbal and written communication skills. Cantonese and Mandarin will be viewed favorably.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.


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Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include: 
  • Hybrid and flexible working arrangements
  • One wellbeing leave day per year
  • Up to 20 weeks paid parental leave as well as benefits to support you as you transition to life as a working parent 
  • Paid volunteer leave and donation matching
  • Other benefits to support your physical, mental and financial wellbeing
  • Access a wide range of learning and development opportunities

Our commitment to diversity, equity and inclusion

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We are committed to providing a working environment that embraces diversity, equity, and inclusion. We encourage people from all backgrounds to apply for a role regardless of their identity, including gender, race, ethnicity, cultural identity, nationality, age, sexual orientation, gender identity, intersex status, marital or family status, neurodiversity, religion or belief, disabilities, or socio-economic background.
If you require adjustments to your working arrangements or the recruitment process, please let us know when applying.