Senior Analyst | Equities Compliance - - 16102 - Macquarie Group

Join our Global Business Aligned Compliance Team based in Sydney, responsible for ensuring that all activities within the Macquarie Capital Equities business comply with relevant laws, regulations, and internal policies.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

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As a Senior Analyst, you will act as a point of contact for compliance related queries, providing guidance to the Equities business, ensuring they adhere to all applicable regulations and industry standards.

You will conduct regular monitoring of trading and reviews of business activities to detect and address any compliance issues and develop and provide training to staff of compliance requirements and best practices.

In addition, you will identify and assess existing and emerging compliance risks and regulatory change impacting the Equities business and implement appropriate actions to mitigate these risks.

What you offer

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Prior experience in a Compliance/Risk Management role within the Financial Services Industry, with Equities experience being advantageous
Bachelor’s degree is Finance, Law, Commerce or a related field
Excellent communication skills, both written and verbal
Strong analytical and problem-solving skills, coupled with good stakeholder management
Understanding of relevant regulations and compliance requirements for equities trading will be highly regarded.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.

Our commitment to diversity, equity and inclusion

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We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, family and domestic violence status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process. To learn more, contact our team by clicking here.

Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.

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