Skip to content

Main menu. Press enter or space keys to expands and escape key to collapse

Compliance Specialist | Financial Services

Primary office location
New York
Permanent - Full time, Mid-level
Job category
Compliance & Regulatory
Join our Risk Management Group's Compliance program in New York. As a Financial Services Compliance Specialist, you will play a key role in supporting the data and reporting needs for the Americas Compliance department.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

Press space or enter keys to toggle section visibility

In this role, you will support the Head of Conduct Risk and Regulatory Assurance for the Americas region along with the development and maintenance of reporting and distribution within the Americas region. You will regularly examine data reports to identify trends, critical risks, and regional/global synergies. In addition, you will collaborate with key stakeholders to meet the business needs of the region and act as a point of contact in relation to data queries.

Salary range for this position: $85,000 - $105,000/Yr. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. 

What you offer

Press space or enter keys to toggle section visibility

  • Bachelor’s degree and at least 2 years of compliance experience within the financial services industry
  • Advanced proficiency with Power BI, Excel, and PowerPoint
  • Knowledge of OpenPages data extraction and database management
  • Robust analytical and critical thinking skills for the development of data-driven reports and problem resolution
  • Excellent written and verbal communication skills complemented with success in developing and maintaining stakeholder relationships.
#LI-EF1 #LI-Hybrid
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

Press space or enter keys to toggle section visibility

In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.


Press space or enter keys to toggle section visibility

Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include: 
  • Hybrid and flexible working arrangements  
  • One wellbeing leave day per year and minimum 25 days of annual leave
  • Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
  • Paid volunteer leave and donation matching
  • Range of benefits to support your physical, psychological and financial wellbeing 
  • Employee Assistance Program, a robust behavioural health network with counselling and coaching services
  • Recognition and service awards

Our commitment to diversity, equity and inclusion

Press space or enter keys to toggle section visibility

We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.