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Manager, Regulatory Compliance

Primary office location
New York
Date
23-Dec-2024
Permanent - Full time, Mid-level
Job category
Risk Management
Join our Commodities and Global Markets Business Regulatory Compliance Team where you will actively participate in the implementation of a consistent compliance framework in providing compliance advice and regulatory change coverage focused on a variety of different initiatives that may affect our businesses.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

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In this role, you will be responsible for keeping up to date on all applicable regulations and ensuring implementation of those regulations impacting derivatives and other financial products. You will also be responsible for collaborating with relevant business and support groups to effectively manage the implementation of new and revised applicable rules.

Salary range for this position: $136,000- $150,000/Year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. We offer a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees.

What you offer

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  • A minimum of 5 years of relevant work experience in the financial services industry in Compliance and/or with a background in Securities Exchange, Regulator, Law firm or Hedge Fund.
  • A solid understanding of the concepts, products and terminology relating to Compliance Risk in securities and/or Over-the-Counter Derivatives transactions.
  • An ability to understand the risks inherent in derivatives
  • In-depth knowledge and understanding of relevant regulatory and reputational issues to consider in connection with derivative transactions.
  • Expertise in providing advice on regulatory interpretation and compliance issues in the Derivatives coverage area.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.

Benefits

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Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include: 
  • Hybrid and flexible working arrangements  
  • One wellbeing leave day per year and minimum 25 days of annual leave
  • Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
  • Paid volunteer leave and donation matching
  • Range of benefits to support your physical, psychological and financial wellbeing 
  • Employee Assistance Program, a robust behavioural health network with counselling and coaching services
  • Recognition and service awards

Our commitment to diversity, equity and inclusion

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We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.