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We are looking to hire an ambitious business facing senior compliance officer, who will provide primary coverage as Head of Compliance to the US Wealth Solutions business within Macquarie Asset Management in New York. This advisory role will report into the Americas Regional Head of Macquarie Asset Management Compliance. It will focus on providing compliance support to the various registered and private alternatives to wealth (A2W) strategies across infrastructure, renewables, energy transition and private credit

What role will you play?

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You will be a member of a small, dedicated business compliance team aligned to Macquarie Asset Management, which forms part of the wider Risk Management Group (RMG). In the role you will utilize your proven relationship and stakeholder management skills to advise the businesses located across the US and oversee Macquarie Group’s compliance requirements for these businesses. The candidate will collaborate with the business areas and members of the Macquarie Asset Management Business Compliance team in the US, Europe, and globally. Substantial prior experience in the wealth client segment, including subject matter expertise on the Investment Advisers Act and Investment Company Act of 1940, is essential along with a positive mindset and high achievement drive

What you offer

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• In conjunction with the Americas Regional Head of MAM Business Compliance, manage the US compliance program for an SEC-registered investment adviser managing A2W strategies
• Provide compliance advice to MAM business teams across the US, including as it relates to regulatory issues (e.g., Investment Advisers Act and Investment Company Act of 1940) and developments relating to fund origination and distribution, institutional and wealth fund management, affiliates transactions and licensing
• Manage responses to external regulatory correspondence and queries in consultation with senior management, relevant boards, and RMG Compliance. Compliance review and approval of new transactions, funds, and products across the Wealth Solutions division
• Working closely with MAM’s Client Solutions Group (CSG) to undertake compliance reviews of marketing materials and fund documents including prospectuses, offering memorandums, investor presentations, etc
• Member of, and active participant, at Investor Due Diligence meetings (forum to approve fund offering documents)

About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.