Senior Manager, Compliance - Macquarie Capital - - 22816 - Macquarie Group

Join our Compliance team, which is part of the Risk Management Group and provides independent oversight to ensure risks are effectively identified and managed across our organisation. We support the Macquarie Capital business in Japan while working closely with regional and global colleagues to deliver consistent compliance outcomes.

We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.

What role will you play?

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You will provide compliance advice, monitoring and oversight to support the business, working closely with front office teams, responding to regulatory enquiries, conducting monitoring and control reviews, and maintaining strong policies, procedures and training programmes. You will also contribute to regional projects and play an active role in strengthening our control environment.

What you offer

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5 years’ of experience in compliance covering cash equities brokerage and/or investment banking businesses within a financial institution
Strong understanding of Japanese capital markets and related laws and regulations
A team player with the ability to work in partnership with business and functions in the region and globally, as well as compliance colleagues locally and regionally
Experience engaging with regulators such as FSA, TSE, and JSDA, and supporting regulatory inspections
Complete proficiency in Japanese and business level English communication skills
Strong analytical thinking, stakeholder management and ability to learn new concepts quickly.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

Our commitment to diversity, equity and inclusion

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We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process.

Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.

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