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Regulatory Assurance and Reporting Lead

Primary office location
Sydney
Date
30-May-2025
Permanent - Full time, Mid-level
Job category
Risk Management
Our team is responsible for designing, implementing, and overseeing a robust Regulatory Assurance Framework and delivering a Success Programme to ensure full compliance with all regulatory reporting obligations in Macquarie Capitals Equities division.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

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You will be responsible for designing and implementing a business-owned Regulatory Assurance Framework for the Equities business where you will define control objectives, assurance activities, and governance structures aligned to regulatory obligations. You will also lead the delivery of a strategic, business-led programme to uplift regulatory reporting capability across the Equities business and establish and lead governance forums to review regulatory assurance outcomes, escalate issues, and track remediation. Utilising your strong relationships with key stakeholders and you will represent the business in enterprise-level regulatory change forums and working groups.

What you offer

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  • 7 + years’ experience in regulatory reporting, assurance, risk, or controls within an investment bank or capital markets business
  • Proven experience designing and implementing control frameworks or assurance programmes
  • Strong understanding of front-to-back trade flows and reporting touchpoints
  • Excellent stakeholder management and communication skills, including experience engaging senior leaders
  • Ability to analyse complex data, identify gaps, and implement control enhancements
  • Familiarity with regulatory technology and reporting infrastructure is valuable
  • Deep knowledge of regulatory regimes relevant to equities trading (e.g., MiFID II, ASIC, SEC, MAR) is valuable.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

About Macquarie Capital

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Macquarie Capital partners with businesses, startups and governments to connect ideas to capital and help drive innovation, growth and create real-world impact. Our global corporate advisory, investing, development and equities capabilities are underpinned by a full spectrum of capital markets solutions and deep sector expertise, with a focus on infrastructure and real assets, technology, software and services, and resources, energy and materials.

Our commitment to diversity, equity and inclusion

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We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, family and domestic violence status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process. To learn more, contact our team by clicking here.

Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.

Learn more about Macquarie

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Diversity, equity and inclusion

Benefits and wellbeing

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